RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• A••• N•••
- C••••• P••••••• L•• independent RIA currentsince Jun 14, 2022 · Reston, Va
- F•• F•••••••• formerJul 31, 2017 to Jul 1, 2022 · Reston, Va
- F••••••••• F•••••••• M••••••••• G••••• L•• formerApr 29, 2016 to Jun 19, 2017 · Alexandria, Va
- C•••••• W••••• M••••••••• formerMar 6, 2015 to May 4, 2016 · Alexandria, Va
- F••••••••• F•••••••• M••••••••• G••••• L•• formerJul 15, 2014 to Sep 2, 2015 · Foxboro, Ma
- H••••••• W••••• M••••••••• L•• formerJul 26, 2012 to May 19, 2014 · Rockville, Md
- R•••••• P•••••••• J•••••• formerMar 3, 2005 to Mar 6, 2015 · Falls Church, Va
- F•• F•••••••• to C••••• P••••••• L••left Jul 1, 2022, registered Jun 14, 2022 (-17 days) · RIA to RIA · moved with a team
- F••••••••• F•••••••• M••••••••• G••••• L•• to F•• F••••••••left Jun 19, 2017, registered Jul 31, 2017 (42 days) · Other
- C•••••• W••••• M••••••••• to F••••••••• F•••••••• M••••••••• G••••• L••left May 4, 2016, registered Apr 29, 2016 (-5 days) · Other · moved with a team
- F••••••••• F•••••••• M••••••••• G••••• L•• to C•••••• W••••• M•••••••••left Sep 2, 2015, registered Mar 6, 2015 (-180 days) · Other · moved with a team
- R•••••• P•••••••• J•••••• to H••••••• W••••• M••••••••• L••left Mar 6, 2015, registered Jul 26, 2012 (-953 days) · Other
- H••••••• W••••• M••••••••• L•• to F••••••••• F•••••••• M••••••••• G••••• L••left May 19, 2014, registered Jul 15, 2014 (57 days) · Other
- M•••••• A••• N••• left F•• F•••••••• for C••••• P••••••• L•• (registered 2022-06-14)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address