DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• J••• H•••

1••• I••••••••• A••••••• C••mixed wealthChicago, IlIA-onlyIAPD 4927733

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Aug 14, 2026

In the industry

21 y

since Jun 9, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFP, CRPS, CRPCreported1834investmentadvisors.comas printed on the bio page, Sep 16, 2026
Professional profile: 1834investmentadvisors.com/our-team/richert-hartreported1834investmentadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

1••• I••••••••• A••••••• C•• mixed wealth current
since Aug 14, 2026 · Chicago, Il
M••••••••• R••••••••• BD affiliated
Oct 5, 2022 to Aug 14, 2026 · Glenview, Il
N••••• F•••••••• G••••• I••• independent RIA
Sep 3, 2020 to Oct 3, 2022 · Deerfield, Il
C•••••• O•• A•••••••• L•• former
Feb 20, 2014 to Apr 9, 2019 · Mclean, Va
C•••••• O•• F•••••••• A••••••• L•• unclassified
Apr 26, 2010 to Feb 5, 2014 · Melville, Ny
C•••• C•••• F•••••••• S••••••• unclassified
Jun 20, 2005 to May 7, 2010 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to 1••• I••••••••• A••••••• C••
left Aug 14, 2026, registered Aug 14, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
N••••• F•••••••• G••••• I••• to M••••••••• R•••••••••
left Oct 3, 2022, registered Oct 5, 2022 (2 days) · Other
C•••••• O•• A•••••••• L•• to N••••• F•••••••• G••••• I•••
left Apr 9, 2019, registered Sep 3, 2020 (513 days) · Other
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Feb 5, 2014, registered Feb 20, 2014 (15 days) · Other
C•••• C•••• F•••••••• S••••••• to C•••••• O•• F•••••••• A••••••• L••
left May 7, 2010, registered Apr 26, 2010 (-11 days) · corporate re-registration, not a move

Signals

R•••••• J••• H••• left M••••••••• R••••••••• for 1••• I••••••••• A••••••• C•• (registered 2026-08-14)
Aug 14, 2026 · Advisor changed firm · fact
R•••••• J••• H••• left N••••• F•••••••• G••••• I••• for M••••••••• R••••••••• (registered 2022-10-05)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address