DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•• G••••
Legal name M•• A•••• A••••••••• G••••• I•••
Latest filing Oct 12, 2021
First filing on the tape Apr 16, 2012 · 72 filings
RAUM
$84.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
74%
$62.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$84.0M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$84.0M as of Aug 16, 2021
Oct 4, 2012$49.3M then
HNW client RAUM$9.0M as of Aug 16, 2021
Aug 15, 2018$6.1M then
State-registered IARs (5.B.3)1 as of Aug 16, 2021
Sep 30, 20131 then
Employees (5.A)3 as of Aug 16, 2021
Sep 30, 20135 then
Private funds: no history
RAUM +22% over the last fiscal year+4.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Oct 12, 2021; every figure names its basis
- RAUM per advisor
- $84.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 313derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $643,215derivedHNW RAUM over HNW clients
- Average account
- $259,144derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$53.2M81%
- High-net-worth individuals$9.0M14%
- Charitable organizations$2.5M3.8%
- Pension and profit-sharing plans$834,1191.3%
- Other investment advisers$100,9310.2%
- Individual clients
- 299reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 324reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• R••••• | St Louis, Mo | Nov 8, 2013 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••••• A••• J•••• to T•• W••• C•••••• A••••••• L••May 10, 2018 · Other
- S•••••••• C• C••••••• to P••••••••• F•••••••• S•••••••Oct 25, 2017 · Other
- A••••• A•••• B•••••••• to B•••••••• • C••••••• L••Aug 3, 2009 · Other
Joined, latest
- S••••••• A••• J•••• from B•••••• • I•••••••• C••Aug 3, 2017 · Other
- S•••••••• C• C••••••• from O•••• W•••••• I•••Oct 6, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• R••••• · President/Chief Compliance Officercontrolsince 08/1988 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Wrap assets (manager) · 1851606.0 to unsetSep 14, 2021 to Oct 4, 2021
- Wrap assets (sponsor) · 0.0 to unsetSep 14, 2021 to Oct 4, 2021
- Accounts · 357 to 324Feb 23, 2021 to Aug 16, 2021
- HNW clients · 15 to 14Feb 23, 2021 to Aug 16, 2021
- Individual clients · 331 to 299Feb 23, 2021 to Aug 16, 2021
- Discretionary RAUM · $68.6M to $84.0MFeb 23, 2021 to Aug 16, 2021
- HNW RAUM · $8.5M to $9.0MFeb 23, 2021 to Aug 16, 2021
- Individual RAUM · $42.8M to $53.2MFeb 23, 2021 to Aug 16, 2021
- Pension RAUM · $637,052 to $834,119Feb 23, 2021 to Aug 16, 2021
- RAUM · $68.6M to $84.0MFeb 23, 2021 to Aug 16, 2021
- Wrap assets (manager) · $1.7M to $1.9MFeb 23, 2021 to Aug 16, 2021
- Accounts · 388 to 357May 14, 2020 to Aug 20, 2020
- HNW clients · 8 to 15May 14, 2020 to Aug 20, 2020
- Individual clients · 373 to 331May 14, 2020 to Aug 20, 2020
- Financial planning clients · unset to 251-500May 14, 2020 to Aug 20, 2020
- Discretionary RAUM · $70.2M to $68.6MMay 14, 2020 to Aug 20, 2020
- HNW RAUM · $7.5M to $8.5MMay 14, 2020 to Aug 20, 2020
- Individual RAUM · $48.4M to $42.8MMay 14, 2020 to Aug 20, 2020
- Pension RAUM · $667,977 to $637,052May 14, 2020 to Aug 20, 2020
- RAUM · $70.2M to $68.6MMay 14, 2020 to Aug 20, 2020
- Wrap assets (manager) · $2.6M to $1.7MMay 14, 2020 to Aug 20, 2020
- Accounts · 391 to 388May 29, 2019 to Aug 21, 2019
- HNW clients · 6 to 8May 29, 2019 to Aug 21, 2019
- Individual clients · 381 to 373May 29, 2019 to Aug 21, 2019
- Discretionary RAUM · $73.5M to $70.2MMay 29, 2019 to Aug 21, 2019
- HNW RAUM · $6.1M to $7.5MMay 29, 2019 to Aug 21, 2019
- Individual RAUM · $49.4M to $48.4MMay 29, 2019 to Aug 21, 2019
- Pension RAUM · $639,647 to $667,977May 29, 2019 to Aug 21, 2019
- RAUM · $73.5M to $70.2MMay 29, 2019 to Aug 21, 2019
- Wrap assets (manager) · $69.9M to $2.6MMay 29, 2019 to Aug 21, 2019
- Wrap assets (sponsor) · $69.9M to $0Apr 26, 2019 to May 29, 2019
- Accounts · 498 to 391Jun 21, 2018 to Aug 15, 2018
- Advisory employees · 3 to 1Jun 21, 2018 to Aug 15, 2018
- Corporate clients · unset to 0.0Jun 21, 2018 to Aug 15, 2018
- HNW clients · unset to 6.0Jun 21, 2018 to Aug 15, 2018
- Individual clients · unset to 381.0Jun 21, 2018 to Aug 15, 2018
- Pooled vehicle clients · unset to 0.0Jun 21, 2018 to Aug 15, 2018
- State-registered IARs · 3 to 1Jun 21, 2018 to Aug 15, 2018
- Discretionary RAUM · $69.9M to $73.5MJun 21, 2018 to Aug 15, 2018
- HNW RAUM · unset to 6118482.0Jun 21, 2018 to Aug 15, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mrm-asset-allocation-group/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MRMINV.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026