DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• R• R•••••

J••• A•••••• L••independent RIAScottsdale, Az IA-onlyIAPD 4928406

Feed of 09/15/2026

Also filed as Don Robert R•••••

At current firm

0 y

since Aug 4, 2026

In the industry

20 y

since Nov 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• A•••••• L•• independent RIA current
since Aug 4, 2026 · Gardiner, Me
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 20, 2026 · Scottsdale, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 27, 2023 to Mar 31, 2025 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 3, 2011 to May 6, 2022 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to J••• A•••••• L••
left Apr 20, 2026, registered Aug 4, 2026 (106 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 6, 2022, registered Jul 27, 2023 (447 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

D••••• R• R••••• left S•••••••• A••••••• L•• for J••• A•••••• L•• (registered 2026-08-04)
Apr 20, 2026 · Advisor changed firm · fact
D••••• R• R••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-07-27)
May 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address