RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••• P••••••••
- A•••••• S••••• C•••••• asset manager currentsince Jan 5, 2010 · Berkeley, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 5, 2006 to Dec 31, 2009 · San Francisco, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJun 6, 2005 to Sep 20, 2005 · San Francisco, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••• S••••• C••••••left Dec 31, 2009, registered Jan 5, 2010 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 20, 2005, registered Apr 5, 2006 (197 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address