DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• S••••• C••••••
Legal name R••••••••• • A••••••••• • I•••
Latest filing Jul 7, 2026
First filing on the tape May 4, 2018 · 31 filings
SEC status approved since Jun 4, 2018
RAUM
$320M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.2%
$3.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
17
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$320M as of Jul 7, 2026
Mar 11, 2019$125M then
HNW client RAUM$3.8M as of Jul 7, 2026
Mar 11, 2019$106M then
State-registered IARs (5.B.3)4 as of Jul 7, 2026
Mar 11, 20194 then
Employees (5.A)17 as of Jul 7, 2026
Mar 11, 20196 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 0derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $64.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -98%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$262M82%
- Corporations and businesses$51.5M16%
- High-net-worth individuals$3.8M1.2%
- Charitable organizations$2.9M0.9%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 5reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.01 fund_share=0.82 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• J••• P•••••••• | Berkeley, Ca | Jan 5, 2010 | 21 y | 2 |
| R••••• J•••• R••••••••• | Berkeley, Ca | Jan 6, 2010 | 24 y | 3 |
| I•••• W••••• | Houston, Tx | Mar 11, 2025 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months
Left, latest
- R•••• D••••• M••••• to F•••• A••••••••• F•••••••• N•••••• L••Oct 22, 2025 · Other
- A••••• J•••• to F•••• P••••••• W•••••• L••Mar 31, 2025 · Other
- R••• A•••• M••••• to W••••••••• A•••••••• L••Apr 3, 2023 · Other
- L•• W••••• F•••••• to O•••• C•••••• A••••••• L••Oct 21, 2021 · RIA to a state-registered adviser
- P••••• L•••• to S•••••• F•••••••• L••Jul 30, 2021 · RIA to RIA
- E•••••••• E••• T••••• to E••• F•••••••• A•••••••Mar 2, 2020 · RIA to RIA
- S•••••• B••••••• to E••••• W••••• A•••••••• L••Feb 5, 2020 · RIA to RIA
Joined, latest
- R••• A•••• M••••• from P••••••••Jan 23, 2022 · RIA to RIA
- A••••• J•••• from B••••••• R••• I••••••••• A•••••••Jan 23, 2022 · RIA to RIA
- R•••• D••••• M••••• from I••••• I••••••••May 13, 2020 · RIA to RIA
- P••••• L•••• from J••• W•••••Feb 7, 2020 · Other
- L•• W••••• F•••••• from S•••• I•••••••• L••Feb 7, 2020 · RIA to RIA
- S•••••• B••••••• from N•• E•••••• S••••••••• C•••••••••Dec 18, 2015 · Other
- E•••••••• E••• T••••• from C••••• F•••••••• P•••••••Dec 8, 2015 · RIA to RIA
- R••••• J•••• R••••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 6, 2010 · Other
- M••• J••• P•••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 5, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••••• M•••• J••• · Coo, Secretary (Corporate), Chief Compliance Officercontrolsince 01/2008 · owns 25% to 50%
- R••••••••• R•••••• J•••• · Co-Ceo, President (Corporate)controlsince 06/2004 · owns 50% to 75%
- Z••••••••• J••••••• · Co-Ceocontrolsince 11/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berkeley, Ca | 2 | 0 | 0 | ||
| Lafayette, Co | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 47 to 5Mar 6, 2025 to Feb 12, 2026
- Charity clients · 3 to 1Mar 6, 2025 to Feb 12, 2026
- HNW clients · 5 to 1Mar 6, 2025 to Feb 12, 2026
- Individual clients · 37 to 0Mar 6, 2025 to Feb 12, 2026
- Discretionary RAUM · $284M to $320MMar 6, 2025 to Feb 12, 2026
- HNW RAUM · $11.3M to $3.8MMar 6, 2025 to Feb 12, 2026
- Individual RAUM · $12.0M to $0Mar 6, 2025 to Feb 12, 2026
- RAUM · $284M to $320MMar 6, 2025 to Feb 12, 2026
- Accounts · 112 to 47Nov 14, 2024 to Mar 6, 2025
- Advisory employees · 9 to 5Nov 14, 2024 to Mar 6, 2025
- HNW clients · 6 to 5Nov 14, 2024 to Mar 6, 2025
- Individual clients · 41 to 37Nov 14, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 1-10Nov 14, 2024 to Mar 6, 2025
- HQ city · unset to Nov 14, 2024 to Mar 6, 2025
- HQ state · unset to Nov 14, 2024 to Mar 6, 2025
- State-registered IARs · 5 to 4Nov 14, 2024 to Mar 6, 2025
- Discretionary RAUM · $233M to $284MNov 14, 2024 to Mar 6, 2025
- HNW RAUM · $13.7M to $11.3MNov 14, 2024 to Mar 6, 2025
- Individual RAUM · $11.8M to $12.0MNov 14, 2024 to Mar 6, 2025
- RAUM · $233M to $284MNov 14, 2024 to Mar 6, 2025
- Accounts · 124 to 112Aug 11, 2023 to Feb 27, 2024
- Advisory employees · 6 to 9Aug 11, 2023 to Feb 27, 2024
- Charity clients · 5 to 3Aug 11, 2023 to Feb 27, 2024
- Individual clients · 45 to 41Aug 11, 2023 to Feb 27, 2024
- State-registered IARs · 6 to 5Aug 11, 2023 to Feb 27, 2024
- Discretionary RAUM · $194M to $233MAug 11, 2023 to Feb 27, 2024
- HNW RAUM · $13.3M to $13.7MAug 11, 2023 to Feb 27, 2024
- Individual RAUM · $11.0M to $11.8MAug 11, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $15.7M to $0Aug 11, 2023 to Feb 27, 2024
- RAUM · $210M to $233MAug 11, 2023 to Feb 27, 2024
- Accounts · 129 to 124Jul 20, 2022 to Mar 21, 2023
- Advisory employees · 7 to 6Jul 20, 2022 to Mar 21, 2023
- BD registered reps · 0 to 1Jul 20, 2022 to Mar 21, 2023
- Charity clients · 3 to 5Jul 20, 2022 to Mar 21, 2023
- HNW clients · 4 to 6Jul 20, 2022 to Mar 21, 2023
- Individual clients · 55 to 45Jul 20, 2022 to Mar 21, 2023
- Employees · 15 to 17Jul 20, 2022 to Mar 21, 2023
- Financial planning clients · 11-25 to 1-10Jul 20, 2022 to Mar 21, 2023
- State-registered IARs · 7 to 6Jul 20, 2022 to Mar 21, 2023
- Discretionary RAUM · $44.0M to $194MJul 20, 2022 to Mar 21, 2023
Signals
6 dated events
- R•••• D••••• M••••• left A•••••• S••••• C•••••• for F•••• A••••••••• F•••••••• N•••••• L•• (registered 2026-01-01)Oct 22, 2025 · Advisor changed firm · fact
- A••••• J•••• left A•••••• S••••• C•••••• for F•••• P••••••• W•••••• L•• (registered 2025-08-25)Mar 31, 2025 · Advisor changed firm · fact
- Julianne Zimmerman (Co-Ceo) appeared on Schedule A of A•••••• S••••• C••••••Nov 14, 2024 · Control person joined · fact
- R••• A•••• M••••• left A•••••• S••••• C•••••• for W••••••••• A•••••••• L•• (registered 2023-07-10)Apr 3, 2023 · Advisor changed firm · fact
- A•••••• S••••• C•••••• reported RAUM $44.0M, down 71% from $154.0M (2021-11-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- R••••••••• • P•••••••• filed its initial SEC registration (Form ADV)May 4, 2018 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/Adasina-Social-Captialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- adasina.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-986-5500reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026