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Registered advisor

A••••• W•••••• G•••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4930796
Feed of 09/14/2026
Also filed as A••••• W•••••• G••••••••• W• G••••••••• G••••••••• G•••••••
At current firm
1 y
since Feb 18, 2025
In the industry
21 y
since Aug 17, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Jun 12, 2024 · Advisor changed firm · fact
  • ••• Locked
    Sep 15, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
21derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address