RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••• M••••
- G••••••• W••••• M••••••••• L•• independent RIA currentsince Apr 20, 2023 · Johnson City, Tn
- H•••••••• W••••• M••••••••• unclassifiedMar 29, 2022 to Apr 14, 2023 · Johnson City, Tn
- Q• A•••••••• L•• no RAUMApr 30, 2021 to Jul 6, 2021 · Johnson City, Tn
- B•• W••••• M••••••••• L•• independent RIAOct 10, 2006 to Oct 3, 2014 · Johnson City, Tn
- H•••••••• W••••• M••••••••• to G••••••• W••••• M••••••••• L••left Apr 14, 2023, registered Apr 20, 2023 (6 days) · Other
- Q• A•••••••• L•• to H•••••••• W••••• M•••••••••left Jul 6, 2021, registered Mar 29, 2022 (266 days) · Other
- B•• W••••• M••••••••• L•• to Q• A•••••••• L••left Oct 3, 2014, registered Apr 30, 2021 (2401 days) · Other
- J•••• L•••• M•••• left H•••••••• W••••• M••••••••• for G••••••• W••••• M••••••••• L•• (registered 2023-04-20)Apr 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address