DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Aug 24, 2026
First filing on the tape Jun 2, 2016 · 34 filings
SEC status approved since Feb 21, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
12 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$0 as of Aug 24, 2026
Mar 30, 2017$23.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)12 as of Aug 24, 2026
Mar 30, 20171 then
Employees (5.A)14 as of Aug 24, 2026
Mar 30, 20172 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 12 to 12offices 11 to 16
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 1.3derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Financial planning clients
- 1,795reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 1,795reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Gordon WearCertified Financial Planner | Arvada, Co | Jan 5, 2021 | 40 y | 3 |
| Derrick Allan DehaysCertified Financial Planner | Arvada, Co | Apr 21, 2023 | 26 y | 8 |
| Daniel Roger JandroCertified Financial Planner | Eagen, Mn | Sep 29, 2023 | 16 y | 2 |
| Matthew Eric StockburgerCertified Financial Planner | Wilmington, Nc | Apr 10, 2024 | 10 y | 7 |
| Stephen John AveryCertified Financial Planner, Chartered Financial Consultant | Sarasota, Fl | May 2, 2024 | 26 y | 4 |
| Marc Edward FaulerCertified Financial Planner | Delray Beach, Fl | Sep 30, 2024 | 25 y | 4 |
| Ryan C BoyleCertified Financial Planner | Fort Myers, Fl | Dec 9, 2024 | 12 y | 2 |
| Patrick MagnuszewskiCertified Financial Planner | Langhorne, Pa | Mar 19, 2025 | 13 y | 2 |
| Brandon DeckardCertified Financial Planner | Lakewood, Co | Apr 10, 2025 | 11 y | 6 |
| Betty DavisCertified Financial Planner | Salem, Va | May 16, 2025 | 18 y | 0 |
| Sean R MeyeresCertified Financial Planner | Scottsdale, Az | Jul 10, 2025 | 20 y | 6 |
| Chad MortimoreCertified Financial Planner | Sparks, Nv | Dec 4, 2025 | 14 y | 3 |
| Ralph Taylor RiglerCertified Financial Planner | Boca Raton, Fl | Jan 1, 2026 | 10 y | 5 |
| Marc RussellCertified Financial Planner | Provo, Ut | Jan 9, 2026 | 19 y | 2 |
| Garrett Edward LeetCertified Financial Planner | Nashville, Tn | Feb 12, 2026 | 13 y | 3 |
| Joseph Patrick HenningerCertified Financial Planner | Tampa, Fl | Mar 9, 2026 | 12 y | 1 |
| Kristen L BarkerCertified Financial Planner | Barto, Pa | Mar 20, 2026 | 11 y | 4 |
| Tyson FullerCertified Financial Planner | San Marcos, Tx | Mar 23, 2026 | 13 y | 5 |
| Dylan M NiklasonCertified Financial Planner | Brandon, Sd | Apr 24, 2026 | 10 y | 0 |
| Ryan CollierCertified Financial Planner | West Allies , Wi | Jun 16, 2026 | 12 y | 4 |
| Jacob A SmithCertified Financial Planner | Weeki Wachee , Fl | Aug 5, 2026 | 14 y | 2 |
| Justin WilkeCertified Financial Planner | Saint Louis, Mo | Aug 24, 2026 | 11 y | 1 |
Advisor movement
3 left, 10 joined in 12 months
net +7 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 14% of current headcount11 left over 36 months
Left, latest
- Gonzalo A Figueroa Ortega to Northwestern Mutual Investment Services,LLCMay 6, 2026 · Other
- Ryan Patrick Mack to Gk Wealth Management LLCJan 26, 2026 · Other
- Richard Romero to Td Private Client Wealth LLCDec 1, 2025 · Other
- Joseph Colton Taylor to Vanguard Advisers, Inc.Jul 9, 2025 · Other
- Jonathan Henry Smith to Wells Fargo AdvisorsApr 10, 2025 · Other
- Brent Rhudy Sutherland to Fragasso Financial AdvisorsMar 25, 2025 · Other
- Alixandria Ann Tucci to Pcm Encore, LLCJan 23, 2025 · Other
- Anthony Joseph Labrake to Sequoia Financial Group, L.L.C.Jan 7, 2025 · Other
- Brian Arnold Hickox to Brighton Jones LLCAug 1, 2024 · Other
- Tyson Fuller to Domain Money Advisors, LLCMay 23, 2024 · Other
- Edward C Irwin to Creative Financial Designs, Inc.Jan 10, 2024 · Other
- Kyle Buffo to Cadaret Grant & Co IncMay 1, 2023 · Other
- Sean R Meyeres to MarinerFeb 13, 2023 · Other
- James Lamar Motte to Highlands Wealth ManagementJul 6, 2021 · Other
Joined, latest
- Justin Wilke from Financial & Tax Architects, LLCAug 24, 2026 · Other
- Jacob A Smith from Fisher InvestmentsAug 5, 2026 · Other
- Ryan Collier from Strategic Advisers LLCJun 16, 2026 · Other
- Tyson Fuller from Domain Money Advisors, LLCMar 23, 2026 · Other
- Kristen L Barker from Thrive Wealth Management, LLCMar 20, 2026 · Other
- Joseph Patrick Henninger from The Kelly GroupMar 9, 2026 · Other
- Garrett Edward Leet from FacetFeb 12, 2026 · Other
- Marc Russell from Diversify Wealth Management, LLCJan 9, 2026 · Other
- Ralph Taylor Rigler from Core Wealth Management, Inc.Jan 1, 2026 · Other
- Chad Mortimore from Strategic Advisers LLCDec 4, 2025 · Other
- Ryan Patrick Mack from Clark Asset Management, LLCAug 27, 2025 · Other
- Gonzalo A Figueroa Ortega from Osaic Wealth, Inc.Jul 15, 2025 · Other
- Sean R Meyeres from Illumination Wealth ManagementJul 10, 2025 · Other
- Brandon Deckard from Sharkey Howes & Javer IncApr 10, 2025 · Other
- Jonathan Henry Smith from Alight Financial Advisors, LLCMar 19, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gordon Craig Wear · Owner/Managing Member/Chief Compliance Officer/Investment Adviser Representativecontrolsince 05/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arvada, Co | 3 | 1 | 0 | ||
| Cedar Park, Tx | 0 | 0 | 0 | ||
| Charlotte, Nc | 0 | 0 | 0 | ||
| China Grove, Nc | 0 | 0 | 0 | ||
| Doylestown, Pa | 0 | 0 | 0 | ||
| Herndon, Va | 0 | 0 | 1 | ||
| Idaho Falls, Id | 0 | 0 | 1 | ||
| Little Ferry, Nj | 0 | 0 | 1 | ||
| Miami, Fl | 0 | 0 | 0 | ||
| Reno, Nv | 0 | 0 | 1 | ||
| Sewickley, Pa | 0 | 0 | 0 | ||
| West Palm Beach, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to More than 500Feb 12, 2026 to Mar 3, 2026
- Other offices · 15 to 16Feb 12, 2026 to Mar 3, 2026
- Other offices · 12 to 15Jul 7, 2025 to Nov 12, 2025
- Financial planning clients · 251-500 to 251-500Jun 27, 2025 to Jul 7, 2025
- Other offices · 11 to 12May 14, 2025 to Jun 27, 2025
- Accounts · unset to 0.0Sep 16, 2024 to Mar 31, 2025
- Advisory employees · 7 to 12Sep 16, 2024 to Mar 31, 2025
- Employees · 9 to 14Sep 16, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Sep 16, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 251-500Sep 16, 2024 to Mar 31, 2025
- HQ city · unset to Sep 16, 2024 to Mar 31, 2025
- HQ state · unset to Sep 16, 2024 to Mar 31, 2025
- State-registered IARs · 7 to 12Sep 16, 2024 to Mar 31, 2025
- Other offices · 7 to 11Sep 16, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Sep 16, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Sep 16, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Sep 16, 2024 to Mar 31, 2025
- Other offices · 6 to 7Mar 20, 2024 to Sep 16, 2024
- Advisory employees · 4 to 7Feb 15, 2024 to Mar 20, 2024
- Employees · 6 to 9Feb 15, 2024 to Mar 20, 2024
- Insurance-licensed employees · 0 to 1Feb 15, 2024 to Mar 20, 2024
- State-registered IARs · 4 to 7Feb 15, 2024 to Mar 20, 2024
- Other offices · 3 to 6Feb 15, 2024 to Mar 20, 2024
- Advisory employees · 1 to 4Jan 5, 2021 to Jan 17, 2024
- HNW clients · 20.0 to unsetJan 5, 2021 to Jan 17, 2024
- Individual clients · 23.0 to unsetJan 5, 2021 to Jan 17, 2024
- Employees · 1 to 6Jan 5, 2021 to Jan 17, 2024
- Financial planning clients · 26-50 to 101-250Jan 5, 2021 to Jan 17, 2024
- State-registered IARs · 1 to 4Jan 5, 2021 to Jan 17, 2024
- Other offices · 0 to 3Jan 5, 2021 to Jan 17, 2024
- Advisory activities · 2 to 1Jun 29, 2020 to Dec 2, 2020
- HNW clients · unset to 20.0Jun 29, 2020 to Dec 2, 2020
- Individual clients · unset to 23.0Jun 29, 2020 to Dec 2, 2020
- Financial planning clients · 0 to 26-50Jun 29, 2020 to Dec 2, 2020
- Advisory activities · 1 to 2Sep 4, 2019 to Mar 31, 2020
- Financial planning clients · unset to 0Sep 4, 2019 to Mar 31, 2020
- Employees · 3 to 1May 7, 2018 to Mar 26, 2019
- Insurance-licensed employees · 1 to 0May 7, 2018 to Mar 26, 2019
- Related adviser · true to falseMay 7, 2018 to Mar 26, 2019
- Employees · 2 to 3Jun 5, 2017 to Nov 30, 2017
Signals
15 dated events
- Gonzalo A Figueroa Ortega left Q3 Advisors, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-07-27)May 6, 2026 · Advisor changed firm · fact
- Ryan Patrick Mack left Q3 Advisors, Llc for Gk Wealth Management Llc (registered 2026-02-04)Jan 26, 2026 · Advisor changed firm · fact
- Daniel Ryan Goodman no longer registered at Q3 Advisors, Llc; no later IA registration on IAPDDec 5, 2025 · Advisor departure · fact
- Richard Romero left Q3 Advisors, Llc for Td Private Client Wealth Llc (registered 2026-01-28)Dec 1, 2025 · Advisor changed firm · fact
- Joseph Colton Taylor left Q3 Advisors, Llc for Vanguard Advisers, Inc. (registered 2025-08-18)Jul 9, 2025 · Advisor changed firm · fact
- Jonathan Henry Smith left Q3 Advisors, Llc for Wells Fargo Advisors (registered 2025-04-21)Apr 10, 2025 · Advisor changed firm · fact
- Brent Rhudy Sutherland left Q3 Advisors, Llc for Fragasso Financial Advisors (registered 2025-06-24)Mar 25, 2025 · Advisor changed firm · fact
- Alixandria Ann Tucci left Q3 Advisors, Llc for Pcm Encore, Llc (registered 2025-02-19)Jan 23, 2025 · Advisor changed firm · fact
- Anthony Joseph Labrake left Q3 Advisors, Llc for Sequoia Financial Group, L.L.C. (registered 2025-01-31)Jan 7, 2025 · Advisor changed firm · fact
- Brian Arnold Hickox left Q3 Advisors, Llc for Brighton Jones Llc (registered 2025-07-08)Aug 1, 2024 · Advisor changed firm · fact
- Tyson Fuller left Q3 Advisors, Llc for Domain Money Advisors, Llc (registered 2025-04-20)May 23, 2024 · Advisor changed firm · fact
- Edward C Irwin left Q3 Advisors, Llc for Creative Financial Designs, Inc. (registered 2024-01-31)Jan 10, 2024 · Advisor changed firm · fact
- Kyle Buffo left Q3 Advisors, Llc for Cadaret Grant & Co Inc (registered 2023-05-09)May 1, 2023 · Advisor changed firm · fact
- Sean R Meyeres left Q3 Advisors, Llc for Mariner (registered 2023-04-05)Feb 13, 2023 · Advisor changed firm · fact
- Q3 Advisors, Llc filed its initial SEC registration (Form ADV)Jun 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/q3-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- q3adv.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-730-9892reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026