DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Justin M Mulholland

LPL Financial LLCBD affiliatedWhitmore Lake, Midual registrantIAPD 4932710

Feed of 09/14/2026

At current firm

2 y

since Jun 28, 2024

In the industry

21 y

since Jun 10, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 28, 2024 · Whitmore Lake, Mi
Cambridge Investment Research Advisors, Inc. BD affiliated
Feb 15, 2013 to Jul 26, 2024 · Howell, Mi
Edward Jones national BD
Feb 11, 2011 to Nov 5, 2012 · Howell, Mi
Osaic Fa, Inc. former
Oct 28, 2005 to Dec 7, 2007 · Columbus, Oh
Everhart Advisors independent RIA
Jun 10, 2005 to Feb 6, 2006 · Sanville, Oh

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to LPL Financial LLC
left Jul 26, 2024, registered Jun 28, 2024 (-28 days) · Affiliated broker-dealer or bank to another
Edward Jones to Cambridge Investment Research Advisors, Inc.
left Nov 5, 2012, registered Feb 15, 2013 (102 days) · Other
Osaic Fa, Inc. to Edward Jones
left Dec 7, 2007, registered Feb 11, 2011 (1162 days) · Other
Everhart Advisors to Osaic Fa, Inc.
left Feb 6, 2006, registered Oct 28, 2005 (-101 days) · Other

Signals

Justin M Mulholland left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2024-06-28)
Jul 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address