R•••••• A• G•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 1, 2012 · Carmel, In
• C•••• I••••••••• S••••••• C•••• former
  Aug 21, 2008 to Oct 1, 2012 · Indianapolis, In
• N•••••• I••••••••• I••• unclassified
  Mar 19, 2007 to Aug 15, 2008 · Noblesville, In
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 10, 2005 to Feb 21, 2007 · Indianapolis, In

• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• N•••••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left Aug 15, 2008, registered Aug 21, 2008 (6 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••
  left Feb 21, 2007, registered Mar 19, 2007 (26 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address