RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M•••• D••••
- H•••••• I••••••••• S•••••••• L•• independent RIA currentsince Jun 8, 2016 · Oakbrook Terrace, Il
- P••• A••••• S••••••••• L•• BD affiliatedJan 13, 2016 to Jun 7, 2016 · Indianapolis, In
- C•••••••• F•••••••• G•••• A••••••• formerSep 5, 2013 to Aug 18, 2015 · Indianapolis, In
- P••• A••••• S••••••••• L•• to H•••••• I••••••••• S•••••••• L••left Jun 7, 2016, registered Jun 8, 2016 (1 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to P••• A••••• S••••••••• L••left Aug 18, 2015, registered Jan 13, 2016 (148 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address