RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J•••• S•••••••••
- A•••• I••••••••• G•••• independent RIA currentsince Mar 6, 2025 · Memphis, Tn
- C•••• P•••••• W•••••• L•• state registeredFeb 8, 2024 to Mar 7, 2025 · Memphis, Tn
- E•••• S••••••••• L•• BD affiliatedJun 6, 2006 to Apr 6, 2016 · Memphis, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDMay 26, 2005 to Jan 26, 2006 · Memphis, Tn
- C•••• P•••••• W•••••• L•• to A•••• I••••••••• G••••left Mar 7, 2025, registered Mar 6, 2025 (-1 days) · Other
- E•••• S••••••••• L•• to C•••• P•••••• W•••••• L••left Apr 6, 2016, registered Feb 8, 2024 (2864 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••• S••••••••• L••left Jan 26, 2006, registered Jun 6, 2006 (131 days) · Other
- P•••••• J•••• S••••••••• left C•••• P•••••• W•••••• L•• for A•••• I••••••••• G•••• (registered 2025-03-06)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address