RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• M••••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 31, 2025 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 18, 2014 to Jan 8, 2025 · Dublin, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedMay 18, 2012 to Jan 4, 2013 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 8, 2025, registered Jan 31, 2025 (23 days) · Affiliated broker-dealer or bank to another · moved with a team
- H••••••••• F•••••••• A••••••• to M•• I•••••••• S•••••••• L••left Jan 4, 2013, registered Jun 18, 2014 (530 days) · Other
- O••• M••••••• S••••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-01-31)Jan 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address