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Registered advisor
J•••• H••• G•••••
Feed of 09/14/2026
Also filed as J•••• G•••••
At current firm
1 y
since Apr 24, 2025
In the industry
20 y
since Oct 6, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 24, 2025 · Atlanta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 22, 2020 to Dec 5, 2024 · Alpharetta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 12, 2018 to Apr 28, 2020 · Ithaca, Ny
- T• A••••••••• I••• formerMar 9, 2018 to Apr 28, 2020 · Ithaca, Ny
- S•••••••• I••••••••• M••••••••• formerFeb 12, 2018 to Mar 8, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to V•••• F•••••••• A•••••••• I•••left Dec 5, 2024, registered Apr 24, 2025 (140 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 28, 2020, registered Sep 22, 2020 (147 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 28, 2020, registered Mar 12, 2018 (-778 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••left Mar 8, 2018, registered Mar 9, 2018 (1 days) · channel change inside one enterprise, not a move
Signals
- J•••• H••• G••••• left F••••••• P••••••• A•• W•••••••• A••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-04-24)Dec 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address