DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeremy Wallen

Valic Financial Advisors, Inc.BD affiliatedScottsdale, Azdual registrantIAPD 4938380

Feed of 09/14/2026

Also filed as Wallen Jeremy

At current firm

0 y

since Dec 15, 2025

In the industry

20 y

since Sep 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Valic Financial Advisors, Inc. BD affiliated current
since Dec 15, 2025 · Scottsdale, Az
LPL Financial LLC BD affiliated
May 2, 2025 to Sep 10, 2025 · Phoenix, Az
U.S. Bancorp Advisors, LLC BD affiliated
Jan 23, 2020 to Apr 22, 2025 · Anaheim, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 7, 2013 to Jan 14, 2020 · Chandler, Az
Charles Schwab & Co., Inc. national BD
Apr 12, 2006 to Nov 5, 2012 · Phoenix, Az
Morgan Stanley Dw Inc. unclassified
Sep 22, 2005 to Feb 2, 2006 · Victorville, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Valic Financial Advisors, Inc.
left Sep 10, 2025, registered Dec 15, 2025 (96 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Advisors, LLC to LPL Financial LLC
left Apr 22, 2025, registered May 2, 2025 (10 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Advisors, LLC
left Jan 14, 2020, registered Jan 23, 2020 (9 days) · Wirehouse to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 5, 2012, registered May 7, 2013 (183 days) · Affiliated broker-dealer or bank to wirehouse
Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.
left Feb 2, 2006, registered Apr 12, 2006 (69 days) · Other

Signals

Jeremy Wallen left Lpl Financial Llc for Valic Financial Advisors, Inc. (registered 2025-12-15)
Sep 10, 2025 · Advisor changed firm · fact
Jeremy Wallen left U.S. Bancorp Advisors, Llc for Lpl Financial Llc (registered 2025-05-02)
Apr 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address