N••••• E•••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 26, 2023 · Tampa, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Jan 22, 2020 to Oct 9, 2023 · St. Petersburg, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Apr 28, 2009 to Oct 9, 2023 · Saint Petersburg, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
  left Oct 9, 2023, registered Jan 22, 2020 (-1356 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left Oct 9, 2023, registered Oct 26, 2023 (17 days) · Affiliated broker-dealer or bank to another

• N••••• E••••••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2023-10-26)
  Oct 9, 2023 · Advisor changed firm · fact
• N••••• E••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2020-01-22)
  Oct 9, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address