RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• P•••• V•••••••
- E••••• J•••• national BD currentsince Mar 28, 2025 · Colleyville, Tx
- T• A••••••••• I••• formerMay 10, 2022 to Oct 14, 2022 · Omaha, Ne
- C•••••• S••••• • C••• I••• national BDJun 18, 2015 to Apr 5, 2025 · Phoenix, Az
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Apr 5, 2025, registered May 10, 2022 (-1061 days) · Other
- T• A••••••••• I••• to E••••• J••••left Oct 14, 2022, registered Mar 28, 2025 (896 days) · Other · moved with a team
- B•••••• P•••• V••••••• left C•••••• S••••• • C••• I••• for T• A••••••••• I••• (registered 2022-05-10)Apr 5, 2025 · Advisor changed firm · fact
- B•••••• P•••• V••••••• left T• A••••••••• I••• for E••••• J•••• (registered 2025-03-28)Oct 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address