A••• E• H• F•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWestborough, Madual registrantIAPD 4939852

Feed of 09/14/2026

Also filed as A••• F••••••••• E•••• H•••• F••••••••• E•••• H•••• F••••••••• E• F•••••

At current firm

4 y

since Aug 16, 2022

In the industry

20 y

since Sep 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 16, 2022 · Westborough, Ma
C••••••• S••••••••• I••• BD affiliated
Mar 4, 2011 to Jun 8, 2021 · Natick, Ma
S•••••••• A••••••• L•• national BD
Mar 18, 2009 to Feb 24, 2011 · Shrewsbury, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 8, 2021, registered Aug 16, 2022 (434 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Feb 24, 2011, registered Mar 4, 2011 (8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address