RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• V• S•••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 19, 2025 · Saddle Brook, Nj
- U•• S••••••••• I••• no RAUMJun 15, 2022 to Jun 2, 2025 · Florham Park, Nj
- O•••• F•• I••• formerOct 27, 2020 to May 16, 2022 · Paramus, Nj
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 2, 2015 to Oct 23, 2020 · Berkeley Heights, Nj
- U•• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 2, 2025, registered Jun 19, 2025 (17 days) · Other
- O•••• F•• I••• to U•• S••••••••• I•••left May 16, 2022, registered Jun 15, 2022 (30 days) · Other
- V•••• F•••••••• A•••••••• I••• to O•••• F•• I•••left Oct 23, 2020, registered Oct 27, 2020 (4 days) · Affiliated broker-dealer or bank to another
- A•••••• V• S••••••• left U•• S••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2025-06-19)Jun 2, 2025 · Advisor changed firm · fact
- A•••••• V• S••••••• left O•••• F•• I••• for U•• S••••••••• I••• (registered 2022-06-15)May 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address