R••• M••••• W•••••

• B•• P•••••••• I••• BD affiliated current
  since Dec 5, 2025 · Cedar Rapids, Ia
• M•••••• I••••••••• A••••••• L•• former
  Jul 15, 2016 to Dec 31, 2016 · Manchester, Mo
• M•••••• S••••••••• A•••• M••••••••• L•• former
  Jul 15, 2016 to Dec 5, 2025 · Manchester, Mo
• M•••••• S••••••••• C••• I••• former
  Mar 28, 2016 to Apr 13, 2016 · Overland Park, Ks

• M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••
  left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
• M•••••• I••••••••• A••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••
  left Dec 31, 2016, registered Jul 15, 2016 (-169 days) · channel change inside one enterprise, not a move · moved with a team
• M•••••• S••••••••• C••• I••• to M•••••• I••••••••• A••••••• L••
  left Apr 13, 2016, registered Jul 15, 2016 (93 days) · channel change inside one enterprise, not a move · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address