RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••• P••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Denver, Co
- U••• B•••••• I••••••••• I••• formerMar 17, 2021 to Feb 13, 2026 · Denver, Co
- W•••• F•••• A••••••• wirehouseNov 1, 2019 to Mar 23, 2021 · Denver, Co
- W•••• F•••• A••••••• wirehouseJun 15, 2012 to Apr 17, 2017 · Louisville, Co
- C•••• I••••••••• S••••••• C•••• formerApr 13, 2009 to Jun 19, 2012 · Boulder, Co
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left Mar 23, 2021, registered Mar 17, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Jun 19, 2012, registered Jun 15, 2012 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address