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RIA Intelligence
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Registered advisor
A••••• J• V••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Nov 25, 2013
In the industry
21 y
since Jul 8, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 25, 2013 · Cleveland, Oh
- H•••••• T••••••• • K•••• L•• independent RIAAug 13, 2013 to Nov 25, 2013 · Cleveland, Oh
- S•• I••••••••• I••• formerAug 9, 2007 to Aug 25, 2009 · Cleveland, Oh
- M••••• S•••••• D• I••• unclassifiedJul 11, 2005 to Sep 29, 2005 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- H•••••• T••••••• • K•••• L•• to C••••• I••••••••• A••••••• L••left Nov 25, 2013, registered Nov 25, 2013 (0 days) · Other
- S•• I••••••••• I••• to H•••••• T••••••• • K•••• L••left Aug 25, 2009, registered Aug 13, 2013 (1449 days) · Other
- M••••• S•••••• D• I••• to S•• I••••••••• I•••left Sep 29, 2005, registered Aug 9, 2007 (679 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address