DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K••• N•••••••• M•••••
Feed of 09/15/2026
Also filed as K••• M•••••
At current firm
1 y
since Jul 22, 2025
In the industry
20 y
since Aug 28, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jul 22, 2025 · Corona, Ca
- M••••• S•••••• wirehouseMar 22, 2023 to Jun 17, 2025 · Menlo Park, Ca
- E•••••• C•••••• M••••••••• L•• formerJul 21, 2010 to Sep 5, 2023 · Arlington, Va
- L•• F•••••••• L•• BD affiliatedSep 29, 2009 to May 25, 2010 · Tustin, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 26, 2008 to Sep 9, 2009 · Rancho Cucamonga, Ca
- T• A••••••••• I••• formerMar 26, 2008 to Sep 9, 2009 · Upland, Ca
- W••• I••••••••• I••• unclassifiedSep 5, 2007 to Mar 7, 2008 · Yucaipa, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDAug 30, 2006 to Aug 15, 2007 · Corona, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to O•••• W•••••• I•••left Jun 17, 2025, registered Jul 22, 2025 (35 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Mar 22, 2023 (-167 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to E•••••• C•••••• M••••••••• L••left May 25, 2010, registered Jul 21, 2010 (57 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 9, 2009, registered Mar 26, 2008 (-532 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 9, 2009, registered Mar 26, 2008 (-532 days) · channel change inside one enterprise, not a move
- W••• I••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 7, 2008, registered Mar 26, 2008 (19 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W••• I••••••••• I•••left Aug 15, 2007, registered Sep 5, 2007 (21 days) · Other
Signals
- ••• LockedJun 17, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address