R••• C•••••• E•••••••

• J•• W••••• M••••••••• state registered current
  since Jun 6, 2022 · Raleigh, Nc
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Mar 8, 2022 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Jan 25, 2008 to Jul 13, 2018 · Reston, Va
• W•••••• • R••• former
  Jul 29, 2005 to Jan 26, 2007 · Vienna, Va

• F••••••• P••••••• A•• W•••••••• A••••••• to J•• W••••• M•••••••••
  left Mar 8, 2022, registered Jun 6, 2022 (90 days) · Affiliated broker-dealer or bank to a state-registered adviser
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• W•••••• • R••• to S•••••••• A••••••• L••
  left Jan 26, 2007, registered Jan 25, 2008 (364 days) · Other

• R••• C•••••• E••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for J•• W••••• M••••••••• (registered 2022-06-06)
  Mar 8, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address