DFX Intelligence
RIA Intelligence
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Registered advisor
A••••• M••••••• R•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• C. M•••••••
At current firm
16 y
since Sep 10, 2010
In the industry
20 y
since Oct 4, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••• F•••••••• S•••••••• I••• independent RIA currentsince Sep 10, 2010 · Marshfield, Ma
- C••••••••• F•••••••• N•••••• national BDJan 9, 2007 to Oct 1, 2010 · Marshfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to M••••••• F•••••••• S•••••••• I•••left Oct 1, 2010, registered Sep 10, 2010 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address