RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• K••••••
- C•••• A••••••• L•• no RAUM currentsince Feb 8, 2022 · Kirkland, Wa
- D••• D••••••• • C•• independent RIAApr 8, 2009 to Sep 7, 2011 · Seattle, Wa
- R• B••••• I•• unclassifiedJan 1, 2009 to Apr 9, 2009 · Seattle, Wa
- D••• D••••••• • C•• to C•••• A••••••• L••left Sep 7, 2011, registered Feb 8, 2022 (3807 days) · Other
- R• B••••• I•• to D••• D••••••• • C••left Apr 9, 2009, registered Apr 8, 2009 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address