RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• S••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 15, 2026 · St. Petersburg, Fl
- H•••••••• A•••••••• L•• BD affiliatedAug 20, 2025 to May 20, 2026 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDJun 9, 2021 to Aug 27, 2025 · Lone Tree, Co
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 20, 2019 to Oct 14, 2019 · White Plains, Ny
- H•••••••• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 20, 2026, registered Jul 15, 2026 (56 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to H•••••••• A•••••••• L••left Aug 27, 2025, registered Aug 20, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Oct 14, 2019, registered Jun 9, 2021 (604 days) · Affiliated broker-dealer or bank to another
- J••••••• S•••• left H•••••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-07-15)May 20, 2026 · Advisor changed firm · fact
- J••••••• S•••• left C•••••• S••••• • C••• I••• for H•••••••• A•••••••• L•• (registered 2025-08-20)Aug 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address