RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Knoxville, Tn
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• H• B•••• I••• former
  Apr 29, 2009 to Apr 1, 2021 · Rockville, Md
• L•••••• S••••••••• L•• unclassified
  Nov 29, 2006 to Nov 13, 2009 · Knoxville, Tn
• M••••• S•••••• D• I••• unclassified
  Jul 6, 2005 to Apr 5, 2006 · Knoxville, Tn

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• L•••••• S••••••••• L•• to H• B•••• I•••
  left Nov 13, 2009, registered Apr 29, 2009 (-198 days) · Other
• M••••• S•••••• D• I••• to L•••••• S••••••••• L••
  left Apr 5, 2006, registered Nov 29, 2006 (238 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address