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Registered advisor
C••••• L•• J••••••
Feed of 09/15/2026
Also filed as Claire Lee Masalin
At current firm
7 y
since Nov 26, 2018
In the industry
19 y
since Dec 29, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Nov 26, 2018 · Auburn, Me
- C•••••••• F•••••••• G•••• A••••••• formerAug 2, 2013 to Jun 26, 2018 · Portland, Me
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJun 9, 2011 to Jun 24, 2013 · Portland, Me
- A••••••••• F•••••••• S•••••••• L•• national BDNov 23, 2009 to May 3, 2011 · Gorham, Me
- T• W••••• M••••••••• S••••••• I••• unclassifiedNov 17, 2009 to Nov 20, 2009 · Portland, Me
- C••••• I••••••••• S••••••• L•• formerAug 6, 2009 to Nov 17, 2009 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to W•••• I••••••••• A•••••••• L••left Jun 26, 2018, registered Nov 26, 2018 (153 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Jun 24, 2013, registered Aug 2, 2013 (39 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A••••••• F•••••••• A•••••••• L••left May 3, 2011, registered Jun 9, 2011 (37 days) · Affiliated broker-dealer or bank to a newly registered adviser
- T• W••••• M••••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 20, 2009, registered Nov 23, 2009 (3 days) · Other
- C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address