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Registered advisor
G••••••• Y•••••
Feed of 09/14/2026
Also filed as G••••••• Y•••••
At current firm
9 y
since Oct 31, 2016
In the industry
21 y
since Jul 19, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 31, 2016 · Longboat Key, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 24, 2010 to Jul 28, 2016 · Montrose, Ca
- U•• F•••••••• S••••••• I••• wirehouseOct 7, 2008 to May 12, 2009 · Los Angeles, Ca
- U•• I••••••••• I••• unclassifiedJun 8, 2006 to Apr 23, 2009 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 20, 2005 to Jun 13, 2006 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 28, 2016, registered Oct 31, 2016 (95 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 12, 2009, registered May 24, 2010 (377 days) · Wirehouse to wirehouse
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 23, 2009, registered Oct 7, 2008 (-198 days) · Other
- U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••left Jun 13, 2006, registered Jun 8, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address