DFX Intelligence
RIA Intelligence
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Registered advisor
P••• D•••• G••••••
Feed of 09/14/2026
Also filed as P••• G••••••
At current firm
5 y
since Jul 21, 2021
In the industry
21 y
since Jul 29, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2021 · Chesapeake, Va
- W•••••• • R••• formerMar 14, 2012 to Jul 21, 2021 · Virginia Beach, Va
- O•••• F•• I••• formerJul 8, 2009 to Mar 1, 2012 · Virginia Beach, Va
- A••••••••• F•••••••• S•••••••• L•• national BDAug 1, 2005 to Apr 15, 2009 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to W•••••• • R•••left Mar 1, 2012, registered Mar 14, 2012 (13 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Apr 15, 2009, registered Jul 8, 2009 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address