RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J•••• P••••
- C••••••••• A••••••• A•••• M••••••••• L•• other currentsince Jun 17, 2014 · Bethlehem, Pa
- C••••••••• I••••••••• I••••••••• L•• formerJul 31, 2013 to Dec 31, 2017 · Bethlehem, Pa
- M•• F•••••••• S•••••••• I••• formerSep 10, 2012 to Jun 11, 2013 · Allentown, Pa
- C••••••••• I••••••••• I••••••••• L•• to C••••••••• A••••••• A•••• M••••••••• L••left Dec 31, 2017, registered Jun 17, 2014 (-1293 days) · channel change inside one enterprise, not a move · moved with a team
- M•• F•••••••• S•••••••• I••• to C••••••••• I••••••••• I••••••••• L••left Jun 11, 2013, registered Jul 31, 2013 (50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address