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Registered advisor
S•••••• W•••• R••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Skip R••••
At current firm
5 y
since Oct 28, 2020
In the industry
21 y
since May 16, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 28, 2020 · Racine, Wi
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 23, 2015 to Nov 2, 2020 · Racine, Wi
- A••••••• P••••••• C•••••• C••••••••• unclassifiedNov 8, 2007 to Feb 23, 2015 · E. Setauket, Ny
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 2, 2020, registered Oct 28, 2020 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••• P••••••• C•••••• C••••••••• to V••• F•••••••• A•••••••• I•••left Feb 23, 2015, registered Feb 23, 2015 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address