RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• S•••• H•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 14, 2026 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2018 to Apr 15, 2026 · San Francisco, Ca
- D••••••••• W••••• M••••••••• independent RIASep 25, 2017 to Oct 23, 2018 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 20, 2017 to Sep 5, 2017 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseMay 2, 2016 to Mar 14, 2017 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 15, 2026, registered Apr 14, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- D••••••••• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2018, registered Oct 25, 2018 (2 days) · RIA to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••••••• W••••• M•••••••••left Sep 5, 2017, registered Sep 25, 2017 (20 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2017, registered Mar 20, 2017 (6 days) · Wirehouse to wirehouse
- B••••••• S•••• H••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2026-04-14)Apr 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address