DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily Netzel Reidenouer
Feed of 09/14/2026
Also filed as Emily Benn Netzel
At current firm
4 y
since Dec 1, 2021
In the industry
16 y
since Jun 5, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Dec 1, 2021 · Charlotte, Nc
- Carroll Financial Associates Inc formerDec 5, 2014 to Dec 8, 2021 · Charlotte, Nc
- Raymond James & Associates, Inc. national BDJul 14, 2014 to Nov 4, 2014 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Carroll Financial Associates Inc to Wealth Enhancement Advisory Services, LLCleft Dec 8, 2021, registered Dec 1, 2021 (-7 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Carroll Financial Associates Incleft Nov 4, 2014, registered Dec 5, 2014 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address