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RIA Intelligence
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Registered advisor
R••••• R•••••• P•••
Feed of 09/14/2026
Also filed as R••••• P•••
At current firm
5 y
since Feb 17, 2021
In the industry
21 y
since Jul 21, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Savannah, Ga
- B••• S••••••••• L•• formerOct 11, 2017 to Feb 17, 2021 · Savannah, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Oct 12, 2017 · Jesup, Ga
- S••••••• I••••••••• S•••••••• I••• formerJan 15, 2010 to Dec 31, 2016 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jan 4, 2010 · Savannah, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 12, 2008 to Oct 23, 2009 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to B••• S••••••••• L••left Oct 12, 2017, registered Oct 11, 2017 (-1 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Jan 4, 2010, registered Jan 15, 2010 (11 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address