DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• P•••••• R•••••

B••••• A•••• M••••••••• L••state registeredBlythe , CaIA-onlyIAPD 4966365

Feed of 09/14/2026

At current firm

0 y

since Jul 14, 2026

In the industry

21 y

since Jun 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• A•••• M••••••••• L•• state registered current
since Jul 14, 2026 · Blythe , Ca
E••••••• W••••• A•••••••• L•• state registered
Sep 4, 2024 to Oct 7, 2024 · Blythe, Ca
O•••• C•••••• M••••••••• I••• unclassified
Jun 29, 2017 to Jun 15, 2023 · Blythe, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 3, 2017 · El Segundo, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 27, 2005 to Jun 1, 2009 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

E••••••• W••••• A•••••••• L•• to B••••• A•••• M••••••••• L••
left Oct 7, 2024, registered Jul 14, 2026 (645 days) · Other
O•••• C•••••• M••••••••• I••• to E••••••• W••••• A•••••••• L••
left Jun 15, 2023, registered Sep 4, 2024 (447 days) · Other
M••••• S•••••• to O•••• C•••••• M••••••••• I•••
left Jul 3, 2017, registered Jun 29, 2017 (-4 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

C••• P•••••• R••••• left E••••••• W••••• A•••••••• L•• for B••••• A•••• M••••••••• L•• (registered 2026-07-14)
Oct 7, 2024 · Advisor changed firm · fact
C••• P•••••• R••••• left O•••• C•••••• M••••••••• I••• for E••••••• W••••• A•••••••• L•• (registered 2024-09-04)
Jun 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address