DFX Intelligence
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Registered advisor
T•••••• W••• C•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••• W••• C••••••••• W••• C•••••••••
At current firm
15 y
since Jan 3, 2011
In the industry
20 y
since Nov 16, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2011 · Salt Lake City, Ut
- W•••• F•••• I••••••••• L•• unclassifiedMar 5, 2007 to Jan 3, 2011 · Salt Lake City, Ut
- B••••••• I••••••••• S•••••••• I••• ••••• formerJul 27, 2006 to Jan 3, 2007 · Layton, Ut
- W•••• F•••• I••••••••• L•• unclassifiedNov 22, 2005 to May 23, 2006 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• I••••••••• L••left Jan 3, 2007, registered Mar 5, 2007 (61 days) · Other
- W•••• F•••• I••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 23, 2006, registered Jul 27, 2006 (65 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address