RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••• G••••••• A••••••
- W••••••• J•••• W••••• M••••••••• L•• independent RIA currentsince Oct 7, 2025 · New York, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMay 1, 2010 to Jan 6, 2024 · Minneapolis, Mn
- B••• A•••••••• L•• formerOct 20, 2008 to May 1, 2010 · Boston, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• to W••••••• J•••• W••••• M••••••••• L••left Jan 6, 2024, registered Oct 7, 2025 (640 days) · Other
- B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
- F••••• G••••••• A•••••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for W••••••• J•••• W••••• M••••••••• L•• (registered 2025-10-07)Jan 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address