DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason F Sauer
Feed of 09/15/2026
At current firm
3 y
since Mar 22, 2023
In the industry
34 y
since Oct 1, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Advisor Resource Council independent RIA currentsince Mar 22, 2023 · Jenks, Ok
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 20, 2021 to Mar 3, 2023 · Tulsa, Ok
- Adaptation Financial Advisors Inc. independent RIADec 8, 2021 to Mar 13, 2023 · Oklahoma City, Ok
- Miller Private Wealth LLC formerAug 30, 2019 to Jan 27, 2022 · Oklahoma City, Ok
- Drawbridge Capital independent RIASep 21, 2017 to Oct 29, 2020 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Adaptation Financial Advisors Inc. to Cambridge Investment Research Advisors, Inc.left Mar 13, 2023, registered Dec 20, 2021 (-448 days) · RIA to affiliated broker-dealer or bank
- Cambridge Investment Research Advisors, Inc. to Advisor Resource Councilleft Mar 3, 2023, registered Mar 22, 2023 (19 days) · Affiliated broker-dealer or bank to independent RIA
- Miller Private Wealth LLC to Adaptation Financial Advisors Inc.left Jan 27, 2022, registered Dec 8, 2021 (-50 days) · RIA to RIA
- Drawbridge Capital to Miller Private Wealth LLCleft Oct 29, 2020, registered Aug 30, 2019 (-426 days) · Other
Signals
- Jason F Sauer left Adaptation Financial Advisors Inc. for Cambridge Investment Research Advisors, Inc. (registered 2021-12-20)Mar 13, 2023 · Advisor changed firm · fact
- Jason F Sauer left Cambridge Investment Research Advisors, Inc. for Advisor Resource Council (registered 2023-03-22)Mar 3, 2023 · Advisor changed firm · fact
- Jason F Sauer left Miller Private Wealth Llc for Adaptation Financial Advisors Inc. (registered 2021-12-08)Jan 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address