RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 5, 2022 · Meridian, Id
• U••• B•••••• I••••••••• I••• former
  Dec 20, 2011 to May 13, 2022 · Mccall, Id
• E••••• J•••• national BD
  Apr 14, 2008 to Dec 21, 2011 · St Louis, Mo
• W•••• F•••• I••••••••• L•• unclassified
  Oct 10, 2005 to Apr 14, 2008 · Pocatello, Id

• U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
  left May 13, 2022, registered May 5, 2022 (-8 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to U••• B•••••• I••••••••• I•••
  left Dec 21, 2011, registered Dec 20, 2011 (-1 days) · Other
• W•••• F•••• I••••••••• L•• to E••••• J••••
  left Apr 14, 2008, registered Apr 14, 2008 (0 days) · Other

• A••• R••••• F•••• left U••• B•••••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-05-05)
  May 13, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address