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Registered advisor

A•••••• L••••

J••• M••••• S••••••••• L••wirehouseSummit, Njdual registrantIAPD 4967106

Feed of 09/14/2026

Also filed as A•••••• J L••••

At current firm

2 y

since Feb 5, 2024

In the industry

21 y

since Jul 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 5, 2024 · Summit, Nj
S•••••• N••••••• • C••••••• I••••••••• national BD
Dec 4, 2015 to Jun 4, 2019 · St. Louis, Mo
B••••••• C•••••• I••• former
Jul 1, 2010 to Dec 4, 2015 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 12, 2007 to Jul 3, 2008 · Poughkeepsie, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to J••• M••••• S••••••••• L••
left Jun 4, 2019, registered Feb 5, 2024 (1707 days) · Affiliated broker-dealer or bank to wirehouse
B••••••• C•••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Dec 4, 2015, registered Dec 4, 2015 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• C•••••• I•••
left Jul 3, 2008, registered Jul 1, 2010 (728 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address