DFX Intelligence
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Registered advisor
F•••••••• C••••••• T•••••••
Feed of 09/14/2026
Also filed as F•••••••• T••••••••• C••••••• T•••••••
At current firm
4 y
since Feb 16, 2022
In the industry
20 y
since Oct 5, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 16, 2022 · Pittsburgh, Pa
- S•••••••• F••••••••• I••• formerDec 8, 2017 to Dec 22, 2020 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 22, 2020, registered Feb 16, 2022 (421 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address