J•••••• T•••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Clackamas, Or
• C••• F•••••••• S•••••••• L••• former
  Jul 15, 2019 to May 15, 2025 · Oak Grove, Or
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Jul 31, 2019 · Milwaukie, Or
• W•••• F•••• I••••••••• L•• unclassified
  May 30, 2006 to Jan 3, 2011 · Milwaukie, Or

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
  left Jul 31, 2019, registered Jul 15, 2019 (-16 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address