RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R••••• N•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 24, 2015 · Idaho Falls, Id
- Z•••• C•••••• A•••••••• I••• institutionalJan 8, 2007 to Feb 25, 2015 · Salt Lake City, Ut
- Z•••• D•••••• I••• unclassifiedApr 5, 2006 to Dec 31, 2006 · Twin Falls, Id
- W•••• F•••• I••••••••• L•• unclassifiedFeb 3, 2006 to Mar 21, 2006 · Idaho Falls, Id
- Z•••• C•••••• A•••••••• I••• to L•• F•••••••• L••left Feb 25, 2015, registered Feb 24, 2015 (-1 days) · Other · moved with a team
- Z•••• D•••••• I••• to Z•••• C•••••• A•••••••• I•••left Dec 31, 2006, registered Jan 8, 2007 (8 days) · Other
- W•••• F•••• I••••••••• L•• to Z•••• D•••••• I•••left Mar 21, 2006, registered Apr 5, 2006 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address