RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••• M•••••••
- M••••••• W••••• M••••••••• L•• state registered currentsince Jan 23, 2018 · Greenville, Sc
- S••••••• W••••• M••••••••• L•• independent RIAAug 6, 2015 to Jan 4, 2018 · Greenville, Sc
- C•••••••• F•••••••• G•••• A••••••• formerJun 24, 2011 to Aug 25, 2015 · Greenville, Sc
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 26, 2008 to Nov 23, 2010 · Braintree, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJul 18, 2005 to Feb 26, 2008 · Winston Salem, Nc
- S••••••• W••••• M••••••••• L•• to M••••••• W••••• M••••••••• L••left Jan 4, 2018, registered Jan 23, 2018 (19 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to S••••••• W••••• M••••••••• L••left Aug 25, 2015, registered Aug 6, 2015 (-19 days) · Other
- V••• F•••••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Nov 23, 2010, registered Jun 24, 2011 (213 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Feb 26, 2008, registered Feb 26, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address