DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• R••• W•••••

J••••• M••••••••• S•••• L••BD affiliatedDubois, Padual registrantIAPD 4973425

Feed of 09/14/2026

Also filed as M••• R••• W•••••

At current firm

10 y

since May 23, 2016

In the industry

21 y

since Aug 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since May 23, 2016 · Dubois, Pa
O•••• I••••••••• I••• BD affiliated
Oct 14, 2015 to May 19, 2016 · Dubois, Pa
E•••• N••••••• S••••••••• I••• former
Jun 7, 2010 to Oct 16, 2015 · St. M•••'S, Pa
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jan 11, 2008 to Jun 2, 2010 · Clearfield, Pa
C••••• A•••••• N••••••• L•• former
May 11, 2007 to Jan 8, 2008 · Dubois, Pa

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to J••••• M••••••••• S•••• L••
left May 19, 2016, registered May 23, 2016 (4 days) · Other
E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••
left Oct 16, 2015, registered Oct 14, 2015 (-2 days) · Other · moved with a team
U•••• F•••••••• S••••••• G••••• I••• to E•••• N••••••• S••••••••• I•••
left Jun 2, 2010, registered Jun 7, 2010 (5 days) · Other
C••••• A•••••• N••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••
left Jan 8, 2008, registered Jan 11, 2008 (3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address