RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R•••••• I•••••
- C••••••• I••••••••• C•••••• independent RIA currentsince Jun 6, 2014 · Pepper Pike, Oh
- F••••••••• F•••••••• M••••••••• G••••• L•• formerSep 30, 2011 to Apr 4, 2014 · Radnor, Pa
- G•••• C••••• I••••••••• M••••••••• unclassifiedMar 20, 2009 to Sep 30, 2011 · Glen Mills, Pa
- F••••••• C•••••• M••••••••• I•• independent RIAJan 11, 2008 to Mar 19, 2009 · Media, Pa
- F••••••••• F•••••••• M••••••••• G••••• L•• to C••••••• I••••••••• C••••••left Apr 4, 2014, registered Jun 6, 2014 (63 days) · Other
- G•••• C••••• I••••••••• M••••••••• to F••••••••• F•••••••• M••••••••• G••••• L••left Sep 30, 2011, registered Sep 30, 2011 (0 days) · Other
- F••••••• C•••••• M••••••••• I•• to G•••• C••••• I••••••••• M•••••••••left Mar 19, 2009, registered Mar 20, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address