DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin James Bowler
Feed of 09/14/2026
At current firm
0 y
since Jun 11, 2026
In the industry
20 y
since Oct 5, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mma Asset Management LLC mixed wealth currentsince Aug 6, 2026 · San Diego, Ca
- Mma Securities LLC no RAUM currentsince Jun 11, 2026 · San Diego, Ca
- Sagepoint Financial, Inc. formerJan 15, 2013 to Jul 6, 2018 · Scottsdale, Az
- MML Investors Services, LLC BD affiliatedAug 17, 2006 to Nov 30, 2006 · Denver, Co
- Ameriprise Financial Services, LLC national BDOct 5, 2005 to Jul 20, 2006 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Mma Securities LLCleft Jul 6, 2018, registered Jun 11, 2026 (2897 days) · Other · moved with a team
- MML Investors Services, LLC to Sagepoint Financial, Inc.left Nov 30, 2006, registered Jan 15, 2013 (2238 days) · Other
- Ameriprise Financial Services, LLC to MML Investors Services, LLCleft Jul 20, 2006, registered Aug 17, 2006 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address